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Detailed Report
QUINTO FABIO AMBROSETTI
AMBROSETTI FABIO QUINTO, AMBROSETTI QUINTO
CRD#: 5320033
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Investment Adviser
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Previous Broker
HBKS WEALTH ADVISORSCRD#: 112139 235 W 6TH ST
ERIE, PA 16507-1318
Registration History
2008201020122014201620182020202220242026IAHBKS WEALTH ADVISORS (CRD# 112139)2007 - Present (17 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2009 - 2021 (12 years)BSECURITIES AMERICA, INC. (CRD# 10205)2007 - 2009 (1 year)BNATCITY INVESTMENTS, INC. (CRD# 17490)2007 - 2007 (<1 year)
License(s)

State Registrations

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Florida 2/2/2016
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Pennsylvania 9/26/2007
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Ohio 12/8/2015
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Texas 12/9/2015
Current Registration(s)
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HBKS WEALTH ADVISORS (CRD#:112139)
235 W 6TH ST, ERIE, PA 16507-1318
Registered with this firm since 9/26/2007
Previous Registration(s)
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 01/02/2009 - 01/05/2021 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) ERIE, PA
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 07/26/2007 - 01/05/2009 SECURITIES AMERICA, INC. (CRD#:10205) ERIE, PA
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 05/02/2007 - 07/25/2007 NATCITY INVESTMENTS, INC. (CRD#:17490) ERIE, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.