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Shaila Nicole Maloney
SHAILA N MALONEY, Shaila Maloney, SHAILA MALONEY SWEDERS
CRD#: 5319677
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 55 EAST LOOP ROAD
SUITE 101
WHEATON, IL 60189
Registration History
2008201020122014201620182020202220242 FIRMS2007 - 2019 (12 years)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2019 - 2022 (2 years)IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2022 - 2022 (<1 year)IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2019 - 2021 (1 year)
License(s)

State Registrations

B
California 9/20/2024

IA
Illinois 5/15/2024

B
Illinois 5/15/2024

B
Michigan 7/23/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
55 EAST LOOP ROAD SUITE 101, WHEATON, IL 60189
Naperville, IL
Registered with this firm since 5/15/2024

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
55 EAST LOOP ROAD SUITE 101, WHEATON, IL 60189
Naperville, IL
Registered with this firm since 5/15/2024

Previous Registration(s)
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IA
07/20/2022 - 05/13/2024 NUVEEN ASSET MANAGEMENT, LLC (CRD#:155584) CHICAGO, IL
B
07/21/2022 - 05/13/2024 NUVEEN SECURITIES, LLC (CRD#:469) CHICAGO, IL
IA
03/02/2022 - 06/24/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) Prescott, AZ
B
12/10/2019 - 06/24/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
IA
12/10/2019 - 08/06/2021 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) Prescott, AZ
IA
11/01/2007 - 10/28/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NORTHBROOK, IL
B
09/25/2007 - 10/28/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NORTHBROOK, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.