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Detailed Report
KATHERINE E MEDINA
KATHERINE MARJORIE ECHTER, KATHERINE ECHTER, KATIE M. ECHTER, KATHERINE MARJORIE MEDINA
CRD#: 5318918
IA
Investment Adviser
B
Broker
SANCTUARY ADVISORS, LLCCRD#: 226606 929 N FRONT STREEET
SUITE 730
WILMINGTON, NC 28401
SANCTUARY SECURITIES, INC.CRD#: 205 929 N FRONT STREET
SUITE 730
WILMINGTON, NC 28401
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2024 (16 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
California 8/23/2024
B
North Carolina 8/23/2024
B
Colorado 8/23/2024
IA
North Carolina 8/23/2024
B
Connecticut 8/23/2024
B
Ohio 8/23/2024
B
Georgia 8/23/2024
B
Pennsylvania 8/23/2024
B
Massachusetts 8/23/2024
B
South Carolina 8/23/2024
B
New Hampshire 8/23/2024
B
Texas 8/23/2024
B
New Jersey 8/23/2024
IA
Texas 8/23/2024
B
New York 8/23/2024
B
Virginia 8/23/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SANCTUARY ADVISORS, LLC (CRD#:226606)
929 N FRONT STREEET SUITE 730, WILMINGTON, NC 28401
Registered with this firm since 8/23/2024
B
SANCTUARY SECURITIES, INC. (CRD#:205)
929 N FRONT STREET SUITE 730, WILMINGTON, NC 28401
Registered with this firm since 8/23/2024
Previous Registration(s)
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IA
 08/20/2008 - 08/27/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WILMINGTON, NC
B
 08/20/2008 - 08/27/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WILMINGTON, NC
IA
 08/29/2007 - 08/05/2008 AXA ADVISORS, LLC (CRD#:6627) WILMINGTON, NC
B
 06/07/2007 - 08/05/2008 AXA ADVISORS, LLC (CRD#:6627) WILMINGTON, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.