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CHRISTOPHER JOHN GUILLEN
CRD#: 5318734
IA
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MORGAN STANLEYCRD#: 149777 6565 Americas Parkway
Suite 400
Albuquerque, NM 87110
Suite 400
Albuquerque, NM 87110
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Disclosures
15
Years of Experience
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State Registrations
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Alabama 12/11/2012
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Missouri 11/16/2012
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Alaska 11/16/2012
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Montana 11/19/2012
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Arizona 11/29/2012
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Nebraska 11/21/2012
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California 11/16/2012
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Nevada 11/20/2012
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Colorado 11/16/2012
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New Jersey 3/17/2016
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Connecticut 11/16/2012
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New Mexico 7/30/2012
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Delaware 3/17/2016
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New Mexico 8/1/2012
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District of Columbia 1/9/2024
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New York 3/3/2016
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Florida 11/19/2012
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North Carolina 11/16/2012
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Georgia 11/19/2012
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North Dakota 6/8/2018
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Hawaii 6/25/2018
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Ohio 11/16/2012
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Idaho 11/19/2012
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Oklahoma 11/20/2012
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Illinois 11/16/2012
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Oregon 11/16/2012
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Indiana 11/16/2012
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Pennsylvania 11/16/2012
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Iowa 11/16/2012
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South Carolina 11/16/2012
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Kansas 11/20/2012
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South Dakota 11/16/2012
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Kentucky 12/19/2024
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Tennessee 6/8/2018
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Louisiana 12/10/2012
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Texas 11/29/2012
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Maine 11/16/2012
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Texas 2/11/2014
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Maryland 11/19/2012
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Utah 11/16/2012
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Massachusetts 11/19/2012
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Virginia 11/16/2012
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Michigan 11/27/2012
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Washington 11/19/2012
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Minnesota 2/3/2014
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Wisconsin 4/18/2016
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Mississippi 5/31/2019
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Wyoming 11/23/2012
SRO Registrations
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Registered with this firm since 8/1/2012
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Registered with this firm since 7/23/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/10/2011 - 03/19/2012 | NEW YORK, NY | |
B | 07/28/2009 - 10/11/2011 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.