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Detailed Report
CHRISTOPHER JOHN GUILLEN
CRD#: 5318734
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 6565 Americas Parkway
Suite 400
Albuquerque, NM 87110
Registration History
2010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BMORGAN STANLEY SMITH BARNEY (CRD# 149777)2011 - 2012 (<1 year)BMORGAN STANLEY & CO. LLC (CRD# 8209)2009 - 2011 (2 years)
License(s)

State Registrations

B
Alabama 12/11/2012
B
Montana 11/19/2012
B
Alaska 11/16/2012
B
Nebraska 11/21/2012
B
Arizona 11/29/2012
B
Nevada 11/20/2012
B
California 11/16/2012
B
New Jersey 3/17/2016
B
Colorado 11/16/2012
B
New Mexico 7/30/2012
B
Connecticut 11/16/2012
IA
New Mexico 8/1/2012
B
Delaware 3/17/2016
B
New York 3/3/2016
B
District of Columbia 1/9/2024
B
North Carolina 11/16/2012
B
Florida 11/19/2012
B
North Dakota 6/8/2018
B
Georgia 11/19/2012
B
Ohio 11/16/2012
B
Hawaii 6/25/2018
B
Oklahoma 11/20/2012
B
Idaho 11/19/2012
B
Oregon 11/16/2012
B
Illinois 11/16/2012
B
Pennsylvania 11/16/2012
B
Indiana 11/16/2012
B
South Carolina 11/16/2012
B
Iowa 11/16/2012
B
South Dakota 11/16/2012
B
Kansas 11/20/2012
B
Tennessee 6/8/2018
B
Kentucky 12/19/2024
B
Texas 11/29/2012
B
Louisiana 12/10/2012
IA
Texas 2/11/2014
B
Maine 11/16/2012
B
Utah 11/16/2012
B
Maryland 11/19/2012
B
Virginia 11/16/2012
B
Massachusetts 11/19/2012
B
Washington 11/19/2012
B
Michigan 11/27/2012
B
West Virginia 4/2/2025
B
Minnesota 2/3/2014
B
Wisconsin 4/18/2016
B
Mississippi 5/31/2019
B
Wyoming 11/23/2012
B
Missouri 11/16/2012

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
6565 Americas Parkway Suite 400, Albuquerque, NM 87110
Registered with this firm since 8/1/2012
B
MORGAN STANLEY (CRD#:149777)
6565 Americas Parkway Suite 400, Albuquerque, NM 87110
Registered with this firm since 7/23/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 10/10/2011 - 03/19/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) NEW YORK, NY
B
 07/28/2009 - 10/11/2011 MORGAN STANLEY & CO. LLC (CRD#:8209) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.