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Detailed Report
JEFFREY ALLEN SCHEPER
CRD#: 5318417
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 9999 CARVER ROAD
BLUE ASH, OH 45242
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2019 (9 years)2 FIRMS2019 - Present (6 years)
Disclosure(s)
View By:
1/10/2019
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 2/5/2019
B
New Jersey 3/6/2019
B
Arizona 1/11/2019
B
New York 10/20/2020
B
Arkansas 3/26/2019
B
North Carolina 1/22/2019
B
California 1/11/2019
B
Ohio 1/16/2019
B
Colorado 4/5/2019
IA
Ohio 1/16/2019
B
Connecticut 1/11/2019
B
Oklahoma 3/28/2019
B
District of Columbia 3/19/2019
B
Oregon 2/11/2019
B
Florida 3/19/2019
B
Pennsylvania 2/1/2019
B
Georgia 1/11/2019
B
South Carolina 1/11/2019
B
Idaho 6/23/2022
B
South Dakota 10/28/2022
B
Illinois 3/26/2019
B
Tennessee 2/26/2019
B
Indiana 1/11/2019
IA
Texas 1/10/2019
B
Iowa 11/1/2022
B
Texas 2/28/2019
B
Kentucky 2/22/2019
B
Utah 11/10/2020
B
Michigan 1/11/2019
B
Vermont 10/20/2022
B
Minnesota 1/22/2019
B
Virginia 1/11/2019
B
Missouri 2/15/2019
B
Washington 1/11/2019
B
Montana 1/14/2019
B
Wisconsin 1/11/2019
B
Nevada 3/25/2019

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
9999 CARVER ROAD, BLUE ASH, OH 45242
Registered with this firm since 1/10/2019
B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
9999 CARVER ROAD, BLUE ASH, OH 45242
Registered with this firm since 1/11/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 01/18/2019 MORGAN STANLEY (CRD#:149777) CINCINNATI, OH
B
 06/01/2009 - 01/18/2019 MORGAN STANLEY (CRD#:149777) CINCINNATI, OH
IA
 11/09/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CINCINNATI, OH
B
 09/21/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CINCINNATI, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.