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Detailed Report
CHARLES DAVID MITCHELL JR
CHARLES MITCHELL, CHAS MITCHELL
CRD#: 5318057
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 45 POWDER CREEK LN
ROCKY MOUNT, VA 24151
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 145 N MAIN ST
HILLSVILLE, VA 24343
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - 2018 (10 years)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - Present (4 years)
License(s)

State Registrations

B
Alabama 2/17/2021
B
North Carolina 2/17/2021
B
Arizona 1/6/2023
B
Pennsylvania 2/17/2021
B
California 2/17/2021
B
Rhode Island 2/17/2021
B
Florida 2/17/2021
B
South Carolina 2/17/2021
B
Georgia 2/17/2021
B
Tennessee 2/17/2021
B
Illinois 2/17/2021
B
Texas 2/17/2021
B
Maryland 2/17/2021
B
Virginia 2/17/2021
B
Michigan 2/17/2021
IA
Virginia 3/2/2021
B
New Jersey 2/17/2021
B
Washington 2/17/2021
B
New York 2/17/2021
B
West Virginia 2/17/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
45 POWDER CREEK LN, ROCKY MOUNT, VA 24151
Registered with this firm since 3/2/2021
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
145 N MAIN ST, HILLSVILLE, VA 24343
37 VILLAGE SPRINGS DR, HARDY, VA 24101
Registered with this firm since 2/17/2021
Previous Registration(s)
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IA
 01/02/2018 - 03/02/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 12/05/2007 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) ROCKY MOUNT, VA
B
 12/05/2007 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) ROCKY MOUNT, VA
IA
 06/22/2007 - 09/21/2007 EDWARD JONES (CRD#:250) ROANOKE, VA
B
 05/28/2007 - 09/21/2007 EDWARD JONES (CRD#:250) ROANOKE, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.