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Keith J. Sheridan
KEITH JAMES SHERIDAN, Keith Sheridan
CRD#: 5317343
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1919 NORTH 45TH ST.
SEATTLE, WA 98103
Registration History
20082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BSCOTTRADE, INC. (CRD# 8206)2015 - 2017 (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2008 - 2014 (5 years)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2017 - 2017 (<1 year)
License(s)

State Registrations

B
Alaska 11/7/2018

B
New Jersey 2/7/2022

B
California 11/7/2018

B
New York 7/19/2019

B
Georgia 7/17/2024

B
North Carolina 9/13/2021

B
Illinois 8/25/2021

B
Oregon 11/7/2018

B
Kentucky 9/20/2021

B
Pennsylvania 2/11/2020

B
Maryland 6/9/2021

B
Utah 7/25/2023

B
Massachusetts 1/26/2023

B
Washington 12/7/2017

B
Michigan 4/17/2018

IA
Washington 12/7/2017

B
Nevada 12/24/2018

B
Wisconsin 5/6/2019

B
New Hampshire 7/20/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1919 NORTH 45TH ST., SEATTLE, WA 98103
Registered with this firm since 12/7/2017

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1919 NORTH 45TH ST., SEATTLE, WA 98103
Registered with this firm since 12/7/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/06/2017 - 12/05/2017 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
09/11/2015 - 12/05/2017 SCOTTRADE, INC. (CRD#:8206) SEATTLE, WA
B
09/04/2008 - 01/02/2014 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) SEATTLE, WA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.