Individual Firm
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ROBERT ANDREW KRAGE
Robert Krage
CRD#: 5316607
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 13221 SW 68TH PWKY
#460
TIGARD, OR 97223
#460
TIGARD, OR 97223
CETERA INVESTMENT SERVICES LLCCRD#: 15340 13221 SW 68TH PKWY
#460
TIGARD, OR 97223
#460
TIGARD, OR 97223
0
Disclosures
17
Years of Experience
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State Registrations
B
Arizona 1/6/2022
B
Maryland 1/5/2022
B
California 6/21/2019
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Oregon 6/19/2019
B
Colorado 9/12/2023
B
Oregon 6/26/2019
B
Connecticut 10/4/2023
B
Washington 6/21/2019
SRO Registrations
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Registered with this firm since 6/19/2019
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Registered with this firm since 6/20/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/09/2014 - 06/20/2019 | BEAVERTON, OR | |
B | 04/27/2007 - 06/20/2019 | BEAVERTON, OR |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.