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TOM PATRICK HOMESTEAD
TOM P HOMESTEAD, TOM PATRICK HOMESTEAD
CRD#: 5316562
IA
B
MERKKURI WEALTH ADVISORS LLCCRD#: 330164 333 JERICHO TURNPIKE
SUITE 211
JERICHO, NY 11753
SUITE 211
JERICHO, NY 11753
LION STREET FINANCIAL, LLCCRD#: 165828 333 Jericho Turnpike
Suite 211
Jericho, NY 11753
Suite 211
Jericho, NY 11753
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
California 2/2/2021
B
New York 2/2/2021
B
Florida 3/4/2021
IA
New York 4/3/2024
B
Hawaii 2/2/2021
B
South Carolina 1/16/2024
B
New Jersey 2/2/2021
B
Virginia 2/2/2021
SRO Registrations
B
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IA
Registered with this firm since 4/3/2024
B
Registered with this firm since 2/2/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/09/2021 - 05/31/2024 | Hicksville,, NY | |
IA | 07/24/2018 - 02/05/2021 | Hicksville, NY | |
B | 07/18/2018 - 02/05/2021 | HICKSVILLE, NY | |
IA | 03/04/2008 - 07/19/2018 | MELVILLE, NY | |
B | 06/13/2007 - 07/19/2018 | MELVILLE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.