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ROBERT R PHILLIPS
Rob Phillips
CRD#: 5315852
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 339 S MAIN STREET
ROCHESTER, MI 48307
Registration History
2008201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (5 years)
License(s)

State Registrations

B
Arizona 11/7/2016

B
Michigan 10/1/2012

B
California 5/12/2017

IA
Michigan 3/23/2022

B
Colorado 7/1/2022

B
New York 10/10/2023

B
Florida 11/4/2016

B
Texas 2/20/2024

B
Georgia 6/17/2022

IA
Texas 2/20/2024

B
Illinois 6/21/2022

B
Vermont 8/7/2024

B
Indiana 6/15/2022

B
Virginia 4/18/2017

B
Iowa 6/15/2022

B
Wisconsin 7/11/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
339 S MAIN STREET, ROCHESTER, MI 48307
Registered with this firm since 3/23/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
339 S MAIN STREET, ROCHESTER, MI 48307
Registered with this firm since 10/1/2012

Previous Registration(s)
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B
04/18/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) STERLING HEIGHTS, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.