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ANITA RAFIE
CRD#: 5315116
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8571 SANTA MONICA BLVD
WEST HOLLYWOOD, CA 90069
Registration History
2008201020122014201620182020202220242 FIRMS2007 - 2011 (3 years)2 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
California 1/3/2011

B
Nevada 6/2/2017

IA
California 1/3/2011

B
New York 10/1/2024

B
Delaware 10/1/2024

B
Texas 6/27/2016

B
Florida 6/1/2021

IA
Texas 6/28/2016

B
Illinois 2/29/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8571 SANTA MONICA BLVD, WEST HOLLYWOOD, CA 90069
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8571 SANTA MONICA BLVD, WEST HOLLYWOOD, CA 90069
Registered with this firm since 1/3/2011

Previous Registration(s)
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IA
12/12/2007 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LOS ANGELES, CA
B
10/02/2007 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.