Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ANNA OGLESBY SMITH
ANNA CHRISTINE OGLESBY
CRD#: 5314673
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1008 WEST VERNON AVENUE
KINSTON, NC 28501
Registration History
20132014201520162017201820192020202120222023202420252026IAEDWARD JONES (CRD# 250)2014 - Present (11 years)BEDWARD JONES (CRD# 250)2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 2/9/2023
B
North Carolina 3/19/2014
B
Arizona 3/19/2014
IA
North Carolina 3/19/2014
B
California 3/19/2014
B
Ohio 2/9/2023
B
Colorado 8/19/2019
B
Pennsylvania 6/22/2015
B
District of Columbia 6/29/2021
B
South Carolina 3/19/2014
B
Florida 3/19/2014
B
South Dakota 6/29/2015
B
Georgia 3/19/2014
B
Tennessee 4/18/2023
B
Illinois 3/19/2014
B
Texas 5/28/2014
B
Iowa 3/19/2014
IA
Texas 1/11/2019
B
Maine 3/9/2020
B
Utah 2/9/2023
B
Michigan 5/6/2019
B
Virginia 3/19/2014
B
Minnesota 3/19/2014
B
Washington 3/19/2014
B
New Jersey 10/6/2014
B
West Virginia 2/9/2023
B
New York 3/19/2014

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1008 WEST VERNON AVENUE, KINSTON, NC 28501
Registered with this firm since 3/19/2014
B
EDWARD JONES (CRD#:250)
1008 WEST VERNON AVENUE, KINSTON, NC 28501
Registered with this firm since 12/9/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.