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Detailed Report
JAMES WAHOUT
JAMES W WAHOUT
CRD#: 5313466
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 621 E DUNDEE RD
PALATINE, IL 60074
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2022 (14 years)2 FIRMS2022 - Present (3 years)
License(s)

State Registrations

B
Alabama 8/19/2024
B
Nebraska 8/19/2024
B
Arizona 8/19/2024
B
New Jersey 8/19/2024
B
California 3/3/2022
B
New York 8/19/2024
B
Colorado 8/19/2024
B
North Carolina 3/3/2022
B
Florida 3/3/2022
B
Ohio 8/20/2024
B
Georgia 8/19/2024
B
Oregon 8/19/2024
B
Illinois 3/3/2022
B
Pennsylvania 10/9/2023
IA
Illinois 3/3/2022
B
South Carolina 8/19/2024
B
Indiana 3/3/2022
B
Tennessee 3/6/2024
B
Kansas 4/8/2022
B
Texas 8/19/2024
B
Massachusetts 3/3/2022
IA
Texas 8/19/2024
B
Michigan 3/3/2022
B
Utah 8/19/2024
B
Minnesota 3/3/2022
B
Virginia 8/19/2024
B
Mississippi 11/1/2024
B
Wisconsin 8/19/2024
B
Missouri 11/15/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
621 E DUNDEE RD, PALATINE, IL 60074
500 LAKE COOK RD STES 175 & 300, DEERFIELD, IL 60015
Registered with this firm since 3/3/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
621 E DUNDEE RD, PALATINE, IL 60074
500 LAKE COOK RD STES 175 & 300, DEERFIELD, IL 60015
Registered with this firm since 3/3/2022
Previous Registration(s)
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IA
 06/13/2007 - 03/04/2022 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WINNETKA, IL
B
 05/02/2007 - 03/04/2022 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WINNETKA, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.