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JOSHUA JULIO TOPP
JOSHUA TOPP
CRD#: 5311903
IA
Investment Adviser
B
Broker
FLAGSHIP HARBOR ADVISORS, LLCCRD#: 155733 PROSPECT, CT
LPL FINANCIAL LLCCRD#: 6413 867 TURNPIKE ST, SUITE 216
NORTH ANDOVER, MA 01845
Registration History
2008201020122014201620182020202220242 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Connecticut 12/2/2013

B
New Jersey 1/5/2022

IA
Connecticut 7/6/2020

B
New York 1/24/2020

B
Florida 12/2/2013

B
Ohio 1/7/2022

B
Indiana 6/29/2016

B
Pennsylvania 11/4/2021

B
Maine 12/2/2013

B
South Carolina 10/25/2018

B
Massachusetts 12/2/2013

B
Texas 6/5/2014

IA
Massachusetts 12/2/2013

IA
Texas 6/19/2014

B
Michigan 5/14/2015

B
Utah 1/22/2024

B
Nevada 3/16/2020

B
Vermont 1/5/2022

B
New Hampshire 12/2/2013

B
Virginia 5/14/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FLAGSHIP HARBOR ADVISORS, LLC (CRD#:155733)
PROSPECT, CT
Registered with this firm since 12/2/2013

B
LPL FINANCIAL LLC (CRD#:6413)
867 TURNPIKE ST, SUITE 216, NORTH ANDOVER, MA 01845
Registered with this firm since 12/2/2013

Previous Registration(s)
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IA
05/21/2009 - 12/04/2013 METLIFE SECURITIES INC. (CRD#:14251) DANVERS, MA
B
05/11/2009 - 12/04/2013 METLIFE SECURITIES INC. (CRD#:14251) DANVERS, MA
IA
05/14/2007 - 05/04/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) BOSTON, MA
B
04/11/2007 - 05/04/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.