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Detailed Report
JANET ELAINE AUGUSTINE
JANET ELAINE DEVINE
CRD#: 5311347
IA
Investment Adviser
B
Broker
ESI FINANCIAL ADVISORSCRD#: 265 1422 EUCLID AVE
SUITE 972
CLEVELAND, OH 44115
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)
License(s)

State Registrations

B
Ohio 6/18/2007
IA
Ohio 6/18/2007

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
EQUITY SERVICES, INC. (CRD#:265)
1422 EUCLID AVE SUITE 972, CLEVELAND, OH 44115
LAKEWOOD, OH
Registered with this firm since 6/18/2007
IA
ESI FINANCIAL ADVISORS (CRD#:265)
1422 EUCLID AVE SUITE 972, CLEVELAND, OH 44115
LAKEWOOD, OH
Registered with this firm since 6/18/2007
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.