Individual Firm
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KEVIN MATTHEW LANDEN
LANDEN MATTHEW KEVIN
CRD#: 5311156
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 MOUNTAIN CENTER, CA
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Arizona 11/5/2021
B
Idaho 2/5/2021
B
California 12/21/2015
B
Nevada 2/5/2021
IA
California 12/21/2015
IA
Nevada 2/23/2022
B
Florida 2/5/2021
B
Texas 2/23/2017
IA
Florida 1/24/2022
IA
Texas 1/23/2022
B
Hawaii 2/7/2023
B
Washington 10/30/2023
IA
Hawaii 2/23/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 12/21/2015
B
Registered with this firm since 11/10/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/29/2011 - 01/21/2016 | AGUANGA, CA | |
IA | 07/28/2008 - 10/05/2011 | MURRIETA, CA | |
B | 07/14/2008 - 10/05/2011 | MURRIETA, CA | |
IA | 06/21/2007 - 05/16/2008 | AGUANGA, CA |
AGUANGA, CA
06/21/2007 - 05/16/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.