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Detailed Report
DAVID EDWARD PATCH
CRD#: 5310597
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 6271 PERIMETER DRIVE
DUBLIN, OH 43017
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alaska 1/15/2025
B
New York 10/1/2012
B
Arkansas 10/1/2012
B
Ohio 10/1/2012
B
California 10/1/2012
IA
Ohio 10/1/2012
B
Connecticut 11/29/2017
B
Pennsylvania 10/1/2012
B
District of Columbia 6/26/2013
B
South Carolina 5/16/2016
B
Florida 10/1/2012
B
South Dakota 6/2/2021
B
Georgia 10/1/2012
B
Texas 10/1/2012
B
Illinois 10/1/2012
IA
Texas 9/24/2013
B
Indiana 10/28/2020
B
Utah 7/2/2013
B
Kentucky 9/1/2016
B
Virginia 7/14/2021
B
Louisiana 6/4/2019
B
Washington 3/1/2018
B
Michigan 7/30/2014
B
West Virginia 10/1/2012
B
Nevada 11/24/2024
B
Wisconsin 7/8/2016
B
New Mexico 3/24/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
6271 PERIMETER DRIVE, DUBLIN, OH 43017
7451 SAWMILL PKWY, POWELL, OH 43065
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
6271 PERIMETER DRIVE, DUBLIN, OH 43017
7451 SAWMILL PKWY, POWELL, OH 43065
Registered with this firm since 10/1/2012
Previous Registration(s)
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IA
 01/14/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) WESTERVILLE, OH
B
 01/14/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) WESTERVILLE, OH
IA
 05/22/2007 - 01/05/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) COLUMBUS, OH
B
 05/21/2007 - 01/05/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.