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Registration History
1985199019952000200520102015202020252 FIRMS2007 - 2012 (5 years)2 FIRMS2012 - Present (12 years)
Disclosure(s)
View By:
10/26/1985
Criminal
Final Disposition
License(s)

State Registrations

B
Florida 6/21/2012

IA
Ohio 6/22/2012

B
Ohio 6/21/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
BAY VILLAGE, OH
Registered with this firm since 6/22/2012

B
LPL FINANCIAL LLC (CRD#:6413)
BAY VILLAGE, OH
Registered with this firm since 6/21/2012

Previous Registration(s)
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IA
06/08/2007 - 06/22/2012 EDWARD JONES (CRD#:250) AVON LAKE, OH
B
05/09/2007 - 06/22/2012 EDWARD JONES (CRD#:250) AVON LAKE, OH
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Broker
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.