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Detailed Report
TRACY LEANN Tucker
TRACY LEANN JOHNSON, TRACY LEANN SECKINGTON, TRACY LEANN WOOLSEY
CRD#: 5309811
IA
Investment Adviser
B
Broker
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 751 Watson Drive
Ste D
KEARNEY, MO 64060
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 751 Watson Dr.
Ste D
Kearney, MO 64060
Registration History
201020122014201620182020202220242026IASTATE FARM INVESTMENT MANAGEME... (CRD# 3487)2018 - Present (6 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2009 - Present (16 years)
License(s)

State Registrations

B
Kansas 2/4/2009
IA
Missouri 8/15/2018
IA
Kansas 8/15/2018
B
Oklahoma 6/20/2024
B
Missouri 2/4/2009
IA
Oklahoma 6/20/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487)
751 Watson Drive Ste D, KEARNEY, MO 64060
36 S Main St, Liberty, MO 64068
Registered with this firm since 8/15/2018
B
STATE FARM VP MANAGEMENT CORP. (CRD#:43036)
751 Watson Dr. Ste D, Kearney, MO 64060
36 S Main St, Liberty, MO 64068
Registered with this firm since 2/4/2009
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.