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ANTHONY STEVEN HERBENSON
CRD#: 5309097
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 4890 Owen Ayres Court
Suite 102
EAU CLAIRE, WI 54701
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - Present (11 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2009 (<1 year)
Disclosure(s)
View By:
10/25/2013
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 10/22/2018

B
Minnesota 10/4/2013

B
Alaska 10/19/2016

B
Missouri 1/14/2016

B
Arizona 10/4/2013

B
Montana 10/12/2021

B
Arkansas 7/6/2021

B
Nebraska 10/14/2020

B
California 1/14/2016

B
Nevada 12/9/2013

B
Colorado 10/4/2013

B
New Jersey 6/20/2016

B
Connecticut 1/14/2016

B
New York 1/14/2016

B
Delaware 7/15/2015

B
North Carolina 7/12/2018

B
District of Columbia 1/14/2016

B
North Dakota 2/10/2017

B
Florida 1/14/2016

B
Ohio 1/14/2016

IA
Florida 5/14/2018

B
Oklahoma 9/26/2019

B
Georgia 1/14/2016

B
Oregon 4/13/2018

B
Hawaii 11/11/2020

B
Pennsylvania 1/14/2016

B
Idaho 11/5/2020

B
South Dakota 4/1/2021

B
Illinois 1/14/2016

B
Tennessee 7/10/2018

B
Indiana 1/14/2016

B
Texas 1/14/2016

B
Iowa 12/7/2016

IA
Texas 5/5/2017

B
Kentucky 9/19/2023

B
Utah 7/21/2021

B
Louisiana 1/14/2016

B
Virginia 1/14/2016

B
Maine 7/10/2018

B
Washington 1/14/2016

B
Maryland 1/14/2016

B
Wisconsin 10/4/2013

B
Massachusetts 1/4/2022

IA
Wisconsin 10/4/2013

B
Michigan 1/14/2016

B
Wyoming 1/14/2016

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
4890 Owen Ayres Court Suite 102, EAU CLAIRE, WI 54701
Registered with this firm since 10/4/2013

B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
4890 Owen Ayres Court Suite 102, EAU CLAIRE, WI 54701
Registered with this firm since 10/4/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/09/2009 - 10/07/2013 EDWARD JONES (CRD#:250) CHIPPEWA FALLS, WI
B
11/09/2009 - 10/07/2013 EDWARD JONES (CRD#:250) CHIPPEWA FALLS, WI
IA
01/02/2009 - 10/26/2009 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) SAINT PETERSBURG, FL
B
07/16/2008 - 10/26/2009 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) EAU CLAIRE, WI
IA
07/16/2008 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) EAU CLAIRE, WI
IA
12/05/2007 - 07/16/2008 SII INVESTMENTS, INC. (CRD#:2225) EAU CLAIRE, WI
B
09/26/2007 - 07/16/2008 SII INVESTMENTS, INC. (CRD#:2225) EAU CLAIRE, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.