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VICTOR AURELIO OROZCO JR.
VICTOR A. OROZCO JR., VICTOR AURELIO OROZCO
CRD#: 5304451
IA
B
THE WEALTH CONSULTING GROUPCRD#: 173194 7676 HAZARD CENTER DRIVE
SUITE 1050
SAN DIEGO, CA 92108
SUITE 1050
SAN DIEGO, CA 92108
LPL FINANCIAL LLCCRD#: 6413 7676 HAZARD CENTER DR STE 1050
SAN DIEGO, CA 92108
SAN DIEGO, CA 92108
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Arizona 7/25/2016
B
Nevada 11/13/2014
B
California 11/13/2014
B
New York 1/9/2020
IA
California 11/19/2014
IA
New York 5/7/2021
B
Connecticut 6/13/2024
B
Ohio 4/11/2018
B
Massachusetts 7/29/2024
B
Texas 11/20/2024
SRO Registrations
B
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IA
Registered with this firm since 11/19/2014
B
Registered with this firm since 11/13/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/24/2007 - 11/17/2014 | SAN DIEGO, CA | |
B | 03/26/2007 - 11/17/2014 | SAN DIEGO, CA | |
B | 03/26/2007 - 07/09/2007 | SAN DIEGO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.