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AUGUSTIN DELGADO
AUGUSTIN DELGADO JR, Augustin Delgado
CRD#: 5303877
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 GREENVILLE SHOPPING CENTER
799 CENTRAL PARK AVE.
SCARSDALE, NY 10583
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 GREENVILLE SHOPPING CENTER
799 CENTRAL PARK AVE.
SCARSDALE, NY 10583
Registration History
2010201220142016201820202022202420262 FIRMS2020 - 2022 (2 years)2 FIRMS2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2020 (7 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - 2020 (3 years)
License(s)

State Registrations

B
California 2/2/2023

B
New York 8/23/2022

B
Connecticut 8/23/2022

IA
New York 9/2/2022

B
Florida 8/23/2022

B
Ohio 3/25/2023

B
Maryland 3/25/2023

B
Pennsylvania 5/3/2024

B
Massachusetts 5/3/2024

B
Texas 5/3/2024

B
New Jersey 8/23/2022

IA
Texas 7/19/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
GREENVILLE SHOPPING CENTER 799 CENTRAL PARK AVE., SCARSDALE, NY 10583
Registered with this firm since 9/2/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
GREENVILLE SHOPPING CENTER 799 CENTRAL PARK AVE., SCARSDALE, NY 10583
BRONX, NY
Registered with this firm since 8/23/2022

Previous Registration(s)
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IA
07/10/2020 - 08/03/2022 ROCKEFELLER CAPITAL MANAGEMENT (CRD#:291361) Stamford, CT
B
07/10/2020 - 08/03/2022 ROCKEFELLER FINANCIAL LLC (CRD#:291361) Stamford, CT
IA
09/15/2016 - 07/13/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) WHITE PLAINS, NY
B
10/01/2012 - 07/13/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) WHITE PLAINS, NY
B
06/14/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) THORNWOOD, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.