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FRED STRAWBRIDGE CLAGHORN III
FRED STRAWBRIDGE CLAGHORN, FRED CLAGHORN
CRD#: 5302349
IA
B
GOOD LIFE ADVISORS, LLCCRD#: 171898 1124 Park West Blvd
Suite 102
Mt Pleasant, SC 29466
Suite 102
Mt Pleasant, SC 29466
LPL FINANCIAL LLCCRD#: 6413 1124 PARK WEST BLVD, STE 102
MOUNT PLEASANT, SC 29466
MOUNT PLEASANT, SC 29466
0
Disclosures
17
Years of Experience
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State Registrations
B
Delaware 2/7/2017
B
North Carolina 8/19/2015
B
Florida 8/19/2015
B
Pennsylvania 8/19/2015
B
Georgia 9/2/2015
B
South Carolina 8/19/2015
B
Indiana 11/17/2015
IA
South Carolina 8/20/2015
B
Maryland 2/8/2016
B
Virginia 8/19/2015
B
Montana 2/13/2019
B
Washington 9/2/2020
SRO Registrations
B
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IA
Registered with this firm since 8/20/2015
B
Registered with this firm since 8/19/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/21/2013 - 09/17/2015 | COLUMBIA, SC | |
B | 05/25/2010 - 09/17/2015 | COLUMBIA, SC | |
B | 03/27/2007 - 05/14/2010 | COLUMBIA, SC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.