Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KRISTINA NICOLE BRACK
KRISTINA NICOLE LIBBY
CRD#: 5301744
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 10001 PARK RUN DR
LAS VEGAS, NV 89145
LAS VEGAS, NV 89145
CETERA ADVISORS LLCCRD#: 10299 10001 PARK RUN DR
LAS VEGAS, NV 89145
LAS VEGAS, NV 89145
0
Disclosures
6
Years of Experience
View By:
State Registrations
B
Nevada 2/16/2021
IA
Nevada 3/21/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 3/21/2024
B
Registered with this firm since 11/5/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/02/2021 - 03/21/2024 | GREENWOOD VILLAGE, IL | |
B | 04/30/2007 - 08/11/2009 | LAS VEGAS, NV |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.