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SHANNON KROPP
SHANNON GERARD KRAPP, SHANNON GERARD KROPP
CRD#: 5300423
IA
B
WELLS FARGO ADVISORSCRD#: 19616 10 N WASHINGTON NW CENTER STE 201
MASON CITY, IA 50401
MASON CITY, IA 50401
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Disclosures
17
Years of Experience
View By:
State Registrations
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Alabama 1/31/2024
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Missouri 1/19/2024
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Arizona 1/19/2024
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Nebraska 1/19/2024
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California 1/19/2024
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New Hampshire 4/30/2024
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Colorado 1/19/2024
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New Mexico 4/30/2024
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Connecticut 4/30/2024
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North Carolina 1/19/2024
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District of Columbia 4/30/2024
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North Dakota 1/19/2024
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Florida 1/19/2024
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Oklahoma 4/30/2024
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Illinois 1/19/2024
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Pennsylvania 4/30/2024
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Indiana 1/19/2024
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Tennessee 4/30/2024
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Iowa 1/19/2024
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Texas 1/19/2024
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Iowa 1/19/2024
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Texas 1/19/2024
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Kansas 1/19/2024
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Virginia 1/19/2024
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Maryland 4/30/2024
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Washington 1/19/2024
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Michigan 1/19/2024
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Wisconsin 1/19/2024
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Minnesota 1/19/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 1/19/2024
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Registered with this firm since 1/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/26/2020 - 01/31/2024 | ALBERT LEA, MN | |
B | 06/26/2020 - 01/31/2024 | ALBERT LEA, MN | |
IA | 07/08/2016 - 07/13/2020 | Clear Lake, IA | |
B | 07/08/2016 - 07/13/2020 | Mason City, IA | |
IA | 11/28/2011 - 07/08/2016 | CLEAR LAKE, IA | |
B | 11/28/2011 - 07/08/2016 | CLEAR LAKE, IA | |
IA | 04/19/2010 - 11/30/2011 | MASON CITY, IA | |
B | 04/19/2010 - 11/30/2011 | MASON CITY, IA | |
IA | 01/12/2010 - 03/08/2010 | MASON CITY, IA | |
B | 11/20/2009 - 03/08/2010 | MASON CITY, IA | |
B | 12/05/2008 - 11/06/2009 | MASON CITY, IA | |
B | 03/10/2008 - 11/06/2008 | MASON CITY, IA | |
B | 06/05/2007 - 01/11/2008 | CEDAR RAPIDS, IA | |
B | 05/01/2007 - 06/05/2007 | NORTH LIBERTY, IA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.