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EBONY KATHLEEN DOZIER
CRD#: 5300406
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 Atlanta, GA
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 Atlanta, GA
Registration History
20082010201220142016201820202022202420263 FIRMS2024 - Present (<1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2023 - Present (2 years)BLPL FINANCIAL LLC (CRD# 6413)2018 - 2023 (4 years)BCOLUMBIA MANAGEMENT INVESTMENT... (CRD# 840)2011 - 2017 (6 years)BCCO INVESTMENT SERVICES CORP. (CRD# 39550)2007 - 2011 (4 years)
License(s)

State Registrations

B
Georgia 1/31/2023

IA
Georgia 8/5/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
Atlanta, GA
Registered with this firm since 8/5/2024

IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
Atlanta, GA
Registered with this firm since 8/5/2024

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
Atlanta, GA
Registered with this firm since 7/24/2024

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
Atlanta, GA
Registered with this firm since 1/31/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/03/2018 - 01/13/2023 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
B
07/28/2011 - 12/31/2017 COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD#:840) BOSTON, MA
B
06/12/2007 - 07/13/2011 CCO INVESTMENT SERVICES CORP. (CRD#:39550) NORWOOD, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.