Individual Firm
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DOAN PHUONG NGUYEN
DOAN N NGUYEN, DOAN P NGUYEN, DOAN NGUYEN, PHUONGDOAN NGUYEN, DOAN N ZEPEDA…
CRD#: 5299854
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 5280 CARROLL CANYON ROAD
SUITE 300
SAN DIEGO, CA 92121
SUITE 300
SAN DIEGO, CA 92121
0
Disclosures
15
Years of Experience
View By:
State Registrations
B
California 6/17/2024
IA
Nevada 6/18/2024
IA
California 6/17/2024
B
New York 6/17/2024
B
Hawaii 6/17/2024
IA
New York 6/17/2024
IA
Hawaii 6/17/2024
B
Texas 9/19/2024
B
Nevada 6/17/2024
IA
Texas 9/19/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 6/17/2024
B
Registered with this firm since 6/17/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/15/2022 - 06/14/2024 | San Diego, CA | |
B | 06/15/2022 - 06/14/2024 | Honolulu, HI | |
IA | 10/12/2010 - 06/20/2022 | HONOLULU, HI | |
B | 09/30/2010 - 06/20/2022 | HONOLULU, HI | |
IA | 07/17/2009 - 09/22/2010 | HONOLULU, HI | |
B | 07/06/2009 - 09/22/2010 | HONOLULU, HI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.