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Detailed Report
HOUSTON RUSSELL SANDERS JR
CRD#: 5299291
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2480 W. MAPLE RD
BLOOMFIELD HILLS, MI 48301
Registration History
20082010201220142016201820202022202420262 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2007 - 2010 (2 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2009 - 2010 (<1 year)
License(s)

State Registrations

B
Arizona 10/1/2012
B
New York 10/1/2012
B
California 10/1/2012
B
North Carolina 10/1/2012
B
Colorado 10/22/2013
B
Ohio 10/1/2012
B
Connecticut 10/21/2013
IA
Ohio 10/1/2012
B
District of Columbia 10/21/2013
B
Oklahoma 11/9/2015
B
Florida 2/28/2013
B
Oregon 3/6/2018
B
Georgia 10/1/2012
B
Pennsylvania 10/7/2016
B
Illinois 10/1/2012
B
South Carolina 9/25/2015
B
Maryland 8/11/2015
B
Tennessee 10/21/2013
B
Massachusetts 11/1/2018
B
Texas 11/7/2013
B
Michigan 10/1/2012
IA
Texas 3/3/2014
IA
Michigan 4/9/2013
B
Utah 12/5/2019
B
Minnesota 10/21/2013
B
Virginia 7/27/2023
B
New Jersey 10/1/2012
B
Washington 10/30/2013
B
New Mexico 7/9/2014

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2480 W. MAPLE RD, BLOOMFIELD HILLS, MI 48301
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2480 W. MAPLE RD, BLOOMFIELD HILLS, MI 48301
Registered with this firm since 10/1/2012
Previous Registration(s)
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IA
 04/01/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DUBLIN, OH
B
 03/25/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DUBLIN, OH
IA
 09/28/2009 - 03/02/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) DUBLIN, OH
B
 08/07/2007 - 03/02/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) DUBLIN, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.