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Detailed Report
GLENN ALLAN RIKKOLA
CRD#: 5297709
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 4860 COX ROAD
SUITE 100
GLEN ALLEN, VA 23060
Registration History
20082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2007 - 2024 (17 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2012 - 2024 (12 years)
License(s)

State Registrations

B
Alabama 11/14/2024
B
New Hampshire 11/14/2024
B
Arizona 11/14/2024
B
New Jersey 11/14/2024
B
Arkansas 2/1/2025
B
New Mexico 11/14/2024
B
California 11/14/2024
B
New York 11/14/2024
B
Colorado 11/14/2024
B
North Carolina 11/14/2024
B
Connecticut 11/14/2024
B
Ohio 11/14/2024
B
Delaware 11/14/2024
B
Oklahoma 11/14/2024
B
District of Columbia 11/14/2024
B
Pennsylvania 11/14/2024
B
Florida 11/15/2024
B
South Carolina 11/14/2024
B
Georgia 11/14/2024
B
Tennessee 11/14/2024
B
Illinois 11/14/2024
B
Texas 11/14/2024
B
Indiana 11/14/2024
IA
Texas 11/14/2024
B
Kansas 11/14/2024
B
Virginia 11/14/2024
B
Kentucky 11/14/2024
IA
Virginia 11/14/2024
B
Maine 11/14/2024
B
Washington 11/14/2024
B
Maryland 11/14/2024
B
West Virginia 11/14/2024
B
Massachusetts 11/14/2024
B
Wisconsin 11/14/2024
B
Mississippi 11/14/2024
B
Wyoming 11/14/2024

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
4860 COX ROAD SUITE 100, GLEN ALLEN, VA 23060
Registered with this firm since 11/14/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
4860 COX ROAD SUITE 100, GLEN ALLEN, VA 23060
Registered with this firm since 11/14/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/06/2012 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) GLEN ALLEN, VA
B
 04/20/2007 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) GLEN ALLEN, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.