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Detailed Report
Neil Morris Terry
NEIL M TERRY
CRD#: 5296721
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 7311 Crossleigh Court
Toledo, OH 43617
Registration History
20082010201220142016201820202022202420262 FIRMS2017 - Present (8 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - 2016 (1 year)BSCOTTRADE, INC. (CRD# 8206)2010 - 2015 (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2007 - 2008 (1 year)
License(s)

State Registrations

B
Alabama 4/12/2018
B
Nevada 3/22/2017
B
Alaska 4/29/2022
B
New Hampshire 5/25/2022
B
Arizona 5/11/2022
B
New Jersey 5/25/2022
B
Arkansas 3/15/2019
B
New Mexico 3/18/2019
B
California 5/11/2022
B
New York 3/9/2017
B
Colorado 5/11/2022
B
North Carolina 3/22/2017
B
Connecticut 5/11/2022
B
North Dakota 3/19/2019
B
Delaware 5/11/2022
B
Ohio 1/27/2017
B
District of Columbia 5/11/2022
IA
Ohio 2/3/2017
B
Florida 3/13/2017
B
Oklahoma 5/25/2022
B
Georgia 3/18/2019
B
Oregon 5/25/2022
B
Hawaii 5/25/2022
B
Pennsylvania 1/30/2017
B
Idaho 5/25/2022
B
Puerto Rico 3/26/2019
B
Illinois 5/9/2019
B
Rhode Island 3/21/2019
B
Indiana 3/15/2019
B
South Carolina 3/9/2017
B
Iowa 5/25/2022
B
South Dakota 3/25/2019
B
Kansas 5/25/2022
B
Tennessee 5/25/2022
B
Kentucky 5/25/2022
B
Texas 3/16/2017
B
Louisiana 5/25/2022
IA
Texas 3/26/2020
B
Maine 5/25/2022
B
Utah 3/15/2019
B
Maryland 5/25/2022
B
Vermont 5/25/2022
B
Massachusetts 4/17/2019
B
Virgin Islands 5/25/2022
B
Michigan 3/14/2017
B
Virginia 5/25/2022
B
Minnesota 3/15/2019
B
Washington 3/13/2017
B
Mississippi 3/20/2019
B
West Virginia 5/25/2022
B
Missouri 4/29/2022
B
Wisconsin 3/21/2019
B
Montana 3/13/2017
B
Wyoming 5/25/2022
B
Nebraska 3/20/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
7311 Crossleigh Court, Toledo, OH 43617
Registered with this firm since 2/3/2017
B
MORGAN STANLEY (CRD#:149777)
7311 Crossleigh Court, Toledo, OH 43617
Registered with this firm since 1/27/2017
Previous Registration(s)
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B
 09/04/2015 - 11/02/2016 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SALT LAKE CITY, UT
B
 04/08/2010 - 08/26/2015 SCOTTRADE, INC. (CRD#:8206) NOVI, MI
B
 03/19/2007 - 05/20/2008 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SALT LAKE CITY, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.