Individual Firm
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CHRISTOPHER JAMES HAMILTON
CHRISTOPHER HAMILTON, Chris Hamilton
CRD#: 5296627
IA
B
STRATEGIC WEALTH GROUPCRD#: 284430 7820 TERREY PINE CT, #200
EDEN PRAIRIE, MN 55347
EDEN PRAIRIE, MN 55347
LPL FINANCIAL LLCCRD#: 6413 7820 TERREY PINE COURT #200
EDEN PRAIRIE, MN 55347
EDEN PRAIRIE, MN 55347
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6/22/2009
Customer Dispute
Settled
State Registrations
B
Alaska 3/2/2020
B
Minnesota 11/6/2019
B
Arizona 3/2/2020
IA
Minnesota 11/8/2019
B
Arkansas 4/7/2020
B
North Carolina 3/17/2020
B
Florida 3/2/2020
B
South Dakota 11/6/2019
B
Illinois 11/8/2019
IA
Texas 12/16/2020
B
Iowa 11/8/2019
B
Wisconsin 11/8/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/8/2019
B
Registered with this firm since 11/6/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/25/2017 - 11/07/2019 | Plymouth, MN | |
B | 03/25/2017 - 11/07/2019 | Plymouth, MN | |
IA | 02/03/2014 - 03/25/2017 | MINNETONKA, MN | |
B | 03/21/2007 - 03/25/2017 | MINNETONKA, MN | |
B | 03/21/2007 - 07/09/2007 | BLOOMINGTON, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.