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MARK JOSEPH HAWALD
CRD#: 5296386
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 255 Campus Drive
Aurora, OH 44202
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2024 (14 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Colorado 10/11/2024

B
North Carolina 10/11/2024

B
Georgia 10/11/2024

B
Ohio 10/11/2024

B
Michigan 10/11/2024

IA
Ohio 10/11/2024

B
New Hampshire 10/11/2024

B
Washington 10/11/2024

B
New York 10/11/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
255 Campus Drive, Aurora, OH 44202
Registered with this firm since 10/11/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
255 Campus Drive, Aurora, OH 44202
Registered with this firm since 10/11/2024

Previous Registration(s)
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IA
03/25/2010 - 10/11/2024 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
B
03/22/2010 - 10/11/2024 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) Aurora, OH
IA
05/08/2007 - 04/07/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MAYFIELD HEIGHTS, OH
B
05/04/2007 - 04/07/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MAYFIELD HEIGHTS, OH
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.