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Detailed Report
Joseph S. Dailey
JOSEPH S DAILEY, JOSEPH STANLEY DAILEY, JOSEPH DAILEY
CRD#: 5296287
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 49 Route 59
Nyack, NY 10960
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - 2014 (2 years)2 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - 2021 (5 years)2 FIRMS2021 - Present (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (5 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (<1 year)
Disclosure(s)
View By:
3/23/2017
Financial
Final
License(s)

State Registrations

B
California 2/2/2024
B
New York 10/24/2021
B
Connecticut 10/20/2021
B
North Carolina 10/20/2021
B
Delaware 8/6/2024
B
Pennsylvania 5/6/2024
B
Florida 11/2/2021
B
South Carolina 6/13/2024
B
Kentucky 1/3/2022
IA
Texas 10/18/2021
B
Massachusetts 9/25/2023
B
Texas 10/21/2021
B
New Jersey 10/25/2021
B
Virginia 10/11/2023
IA
New York 10/18/2021

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
49 Route 59, Nyack, NY 10960
124 ROUTE 303, VALLEY COTTAGE, NY 10989
Registered with this firm since 10/18/2021
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
49 Route 59, Nyack, NY 10960
124 ROUTE 303, VALLEY COTTAGE, NY 10989
Registered with this firm since 10/18/2021
Previous Registration(s)
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IA
 08/02/2016 - 10/13/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) POUGHKEEPSIE, NY
B
 08/02/2016 - 10/13/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) POUGHKEEPSIE, NY
IA
 11/04/2014 - 07/15/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) JUPITER, FL
B
 10/31/2014 - 07/15/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) JUPITER, FL
IA
 10/01/2012 - 11/12/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) PALM BEACH GARDENS, FL
B
 10/01/2012 - 11/12/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) PALM BEACH GARDENS, FL
IA
 11/28/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PALM BEACH GARDENS, FL
B
 03/21/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PALM BEACH GARDENS, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.