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Detailed Report
BRIAN EDWARD LOEGERING
CRD#: 5295743
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 405 Colorado Street, Floor 24
Austin, TX 78701
Registration History
20082010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BAXIOM CAPITAL MANAGEMENT, INC. (CRD# 26580)2013 - 2013 (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2012 (4 years)BIBC INVESTMENTS (CRD# 40286)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Alabama 11/17/2014
B
New Mexico 1/26/2016
B
Arizona 2/25/2014
B
New York 10/24/2016
B
California 12/18/2013
B
North Carolina 2/16/2016
B
Connecticut 4/11/2023
B
Ohio 7/16/2015
B
Florida 5/29/2015
B
Oklahoma 7/28/2016
B
Idaho 1/27/2014
B
Pennsylvania 6/24/2019
B
Illinois 8/13/2014
B
Tennessee 9/20/2024
B
Indiana 7/21/2015
B
Texas 11/18/2013
B
Kansas 9/28/2020
IA
Texas 12/11/2013
B
Michigan 2/24/2015
B
Virginia 6/13/2014
B
Missouri 11/20/2018
B
Washington 8/11/2020
B
Nevada 1/28/2020

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
405 Colorado Street, Floor 24, Austin, TX 78701
405 Colorado St Floor 22, Austin, TX 78701
Registered with this firm since 12/11/2013
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
405 Colorado Street, Floor 24, Austin, TX 78701
405 Colorado St Floor 22, Austin, TX 78701
Registered with this firm since 11/18/2013
Previous Registration(s)
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B
 06/11/2013 - 11/18/2013 AXIOM CAPITAL MANAGEMENT, INC. (CRD#:26580) AUSTIN, TX
B
 10/01/2012 - 06/18/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) HOUSTON, TX
B
 07/16/2008 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
B
 04/02/2007 - 06/06/2007 IBC INVESTMENTS (CRD#:40286) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.