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Detailed Report
JOHN IRVING PRATT
JOHN PRATT, PRATT
CRD#: 5295701
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 5530 WEST PARKWAY SUITE 200
Johnston, IA 50131
CETERA ADVISOR NETWORKS LLCCRD#: 13572 5530 WEST PARKWAY SUITE 200
Johnston, IA 50131
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2007 (<1 year)2 FIRMS2009 - 2015 (6 years)2 FIRMS2015 - 2016 (1 year)4 FIRMS2016 - 2016 (<1 year)2 FIRMS2016 - 2021 (4 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)
License(s)

State Registrations

B
Alaska 6/9/2021
B
Minnesota 6/9/2021
B
Arizona 6/9/2021
B
Missouri 6/9/2021
B
Arkansas 1/4/2022
B
Nebraska 6/9/2021
B
California 6/9/2021
B
New Jersey 7/19/2023
B
Colorado 6/9/2021
B
North Carolina 9/9/2024
B
Florida 6/10/2021
B
Oregon 6/9/2021
B
Illinois 6/9/2021
B
South Dakota 6/9/2021
B
Iowa 6/9/2021
B
Texas 6/9/2021
IA
Iowa 6/29/2023
IA
Texas 6/29/2023
B
Kansas 6/9/2021
B
Wisconsin 6/9/2021
B
Michigan 6/9/2021
B
Wyoming 6/9/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
5530 WEST PARKWAY SUITE 200, Johnston, IA 50131
1202 Edgington, Eldora, IA 50627
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
5530 WEST PARKWAY SUITE 200, Johnston, IA 50131
1202 Edgington, Eldora, IA 50627
Registered with this firm since 6/9/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) Polk City, IA
IA
 12/19/2016 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) Johnston, IA
B
 12/19/2016 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) Johnston, IA
IA
 09/01/2016 - 12/19/2016 SUMMIT FINANCIAL GROUP INC (CRD#:109485) POLK CITY, IA
B
 09/01/2016 - 12/19/2016 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) Polk City, IA
IA
 09/02/2016 - 11/02/2016 VSR ADVISORY SERVICES (CRD#:14503) JOHNSTON, IA
B
 09/02/2016 - 11/02/2016 VSR FINANCIAL SERVICES, INC. (CRD#:14503) JOHNSTON, IA
IA
 06/23/2015 - 09/01/2016 VSR ADVISORY SERVICES (CRD#:14503) Johnston, IA
B
 06/23/2015 - 09/01/2016 VSR FINANCIAL SERVICES, INC. (CRD#:14503) Johnston, IA
IA
 07/21/2009 - 07/07/2015 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) ELDORA, IA
B
 06/25/2009 - 07/07/2015 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) ELDORA, IA
IA
 06/15/2007 - 07/27/2007 EDWARD JONES (CRD#:250) ANKENY, IA
B
 04/13/2007 - 07/27/2007 EDWARD JONES (CRD#:250) ANKENY, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.