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STEPHEN PAUL SOLVERSON
CRD#: 5295592
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 251 Diversion St.
Suite 400
Rochester, MI 48307
Registration History
20082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2007 - 2023 (16 years)IAHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2011 - 2023 (12 years)
Disclosure(s)
View By:
11/1/2016
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 8/29/2023

B
Ohio 8/29/2023

B
Florida 8/29/2023

B
Oklahoma 2/23/2024

B
Illinois 9/1/2023

B
Oregon 11/2/2023

B
Indiana 8/29/2023

B
Pennsylvania 10/7/2024

B
Kentucky 10/17/2023

B
South Carolina 8/29/2023

B
Louisiana 8/29/2023

B
Tennessee 1/13/2025

B
Massachusetts 8/29/2023

B
Texas 8/29/2023

B
Michigan 8/29/2023

IA
Texas 9/26/2023

IA
Michigan 8/29/2023

B
Virginia 8/29/2023

B
New York 8/29/2023

B
Washington 8/29/2023

B
North Carolina 8/30/2023

SRO Registrations

B
FINRA

B
Investors' Exchange LLC

B
NYSE American LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
251 Diversion St. Suite 400, Rochester, MI 48307
Registered with this firm since 8/29/2023

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
251 Diversion St. Suite 400, Rochester, MI 48307
Registered with this firm since 8/29/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/02/2011 - 08/30/2023 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) CLINTON TOWNSHIP, MI
B
04/19/2007 - 08/30/2023 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) CLINTON TOWNSHIP, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.