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JOSHUA CRAVEN HARPER
CRD#: 5295216
IA
B
NEWEDGE ADVISORSCRD#: 171351 3550 Lenox Road NE, 21st Floor
ATLANTA, GA 30326
ATLANTA, GA 30326
NEWEDGE SECURITIES, LLCCRD#: 10674 3550 Lenox Road NE, 21st Floor
Atlanta, GA 30326
Atlanta, GA 30326
0
Disclosures
17
Years of Experience
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State Registrations
B
Alabama 2/5/2024
IA
Georgia 2/7/2024
B
Connecticut 2/5/2024
B
Indiana 2/5/2024
B
Georgia 2/5/2024
B
New York 2/5/2024
SRO Registrations
B
B
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IA
Registered with this firm since 2/7/2024
B
Registered with this firm since 2/5/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/22/2008 - 02/07/2024 | Atlanta, GA | |
B | 04/25/2007 - 02/07/2024 | Atlanta, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.