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Detailed Report
DAVID MATTHEW ALLEN
CRD#: 5294586
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1600 S MAIN ST STE 202
WALNUT CREEK, CA 94596-8820
CETERA ADVISOR NETWORKS LLCCRD#: 13572 1600 S MAIN ST STE 202
WALNUT CREEK, CA 94596-8820
Registration History
2008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2016 - Present (8 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2016 - 2023 (7 years)IAACCUVEST GLOBAL ADVISORS (CRD# 134096)2008 - 2016 (7 years)
License(s)

State Registrations

B
Arizona 1/23/2018
B
Montana 11/19/2018
B
California 7/21/2016
B
Nevada 1/23/2018
IA
California 6/29/2023
B
New Mexico 1/23/2018
B
Colorado 1/2/2025
B
North Carolina 6/19/2020
B
Florida 1/23/2018
B
Oregon 6/19/2020
B
Georgia 1/7/2020
B
South Carolina 6/19/2020
B
Hawaii 11/19/2018
B
Tennessee 7/12/2024
B
Idaho 1/3/2018
B
Texas 1/23/2018
B
Maryland 1/3/2023
IA
Texas 6/29/2023
B
Michigan 11/19/2018
B
Virginia 1/9/2020
B
Missouri 1/23/2018
B
Washington 1/23/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1600 S MAIN ST STE 202, WALNUT CREEK, CA 94596-8820
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
1600 S MAIN ST STE 202, WALNUT CREEK, CA 94596-8820
Registered with this firm since 7/8/2016
Previous Registration(s)
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IA
 06/27/2016 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 10/17/2008 - 04/29/2016 ACCUVEST GLOBAL ADVISORS (CRD#:134096) WALNUT CREEK, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.