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EMILY NICOLE BRUDNICKI
EMILY N ALPERT, EMILY N. ALPERT, EMILY N BRUDNICKI
CRD#: 5292935
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 15760 VENTURA BLVD STE 1250
[RBO]
ENCINO, CA 91436
Registration History
20082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2013 - 2024 (10 years)BOPPENHEIMER & CO. INC. (CRD# 249)2011 - 2013 (2 years)BPHOENIX EQUITY PLANNING CORPOR... (CRD# 3036)2007 - 2008 (<1 year)IARBC CAPITAL MARKETS, LLC (CRD# 31194)2014 - 2024 (10 years)
License(s)

State Registrations

B
Arizona 7/12/2024

B
Maryland 7/12/2024

B
California 7/12/2024

B
Massachusetts 7/12/2024

IA
California 7/12/2024

B
Nevada 7/12/2024

IA
Colorado 7/12/2024

B
New York 7/12/2024

B
Connecticut 7/12/2024

B
Tennessee 7/12/2024

B
Delaware 7/12/2024

B
Texas 7/12/2024

B
Florida 7/12/2024

IA
Texas 7/12/2024

B
Hawaii 7/12/2024

B
Utah 7/12/2024

B
Kentucky 7/12/2024

B
Washington 7/12/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
15760 VENTURA BLVD STE 1250 [RBO], ENCINO, CA 91436
Registered with this firm since 7/12/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
15760 VENTURA BLVD STE 1250 [RBO], ENCINO, CA 91436
Registered with this firm since 7/12/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/22/2014 - 07/25/2024 RBC CAPITAL MARKETS, LLC (CRD#:31194) BEVERLY HILLS, CA
B
11/25/2013 - 07/25/2024 RBC CAPITAL MARKETS, LLC (CRD#:31194) BEVERLY HILLS, CA
B
06/21/2011 - 12/04/2013 OPPENHEIMER & CO. INC. (CRD#:249) LOS ANGELES, CA
B
04/24/2007 - 01/02/2008 PHOENIX EQUITY PLANNING CORPORATION (CRD#:3036) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.