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Detailed Report
Michael Truckenmiller
MICHAEL T TRUCKENMILLER, MICHAEL THOMAS TRUCKENMILLER, Mike T Truckenmiller, Mike Thomas Truckenmiller, Mike Truckenmiller
CRD#: 5291893
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 439 W. SCHICK ROAD
BLOOMINGDALE, IL 60108
Registration History
2008201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - Present (9 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2009 - 2016 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - 2009 (1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - 2022 (6 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2010 - 2016 (5 years)
Disclosure(s)
View By:
4/22/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 4/4/2022
B
New Jersey 4/4/2022
B
California 4/4/2022
IA
New Jersey 4/21/2022
B
Colorado 4/17/2023
B
New York 4/4/2022
B
Florida 4/4/2022
B
North Carolina 4/4/2022
B
Georgia 4/4/2022
B
Oklahoma 4/4/2022
B
Hawaii 2/20/2024
B
Pennsylvania 7/3/2022
B
Illinois 4/4/2022
B
South Carolina 4/4/2022
IA
Illinois 4/19/2022
B
Tennessee 4/4/2022
B
Indiana 4/4/2022
B
Texas 4/4/2022
B
Iowa 6/24/2024
IA
Texas 4/21/2022
B
Kentucky 4/4/2022
B
Washington 4/8/2022
B
Maryland 7/3/2022
IA
Washington 4/19/2022
B
Massachusetts 4/4/2022
B
Wisconsin 4/8/2022
B
Michigan 4/4/2022
IA
Wisconsin 4/19/2022
B
Missouri 4/4/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
439 W. SCHICK ROAD, BLOOMINGDALE, IL 60108
Registered with this firm since 4/19/2022
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
439 W. SCHICK ROAD, BLOOMINGDALE, IL 60108
Registered with this firm since 3/15/2016
Previous Registration(s)
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 03/15/2016 - 03/30/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) BLOOMINGDALE, IL
IA
 07/27/2010 - 03/14/2016 STRATEGIC ADVISERS, INC. (CRD#:104555) SCHAUMBURG, IL
B
 04/14/2009 - 03/10/2016 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SCHAUMBURG, IL
B
 03/18/2008 - 03/18/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.