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GEOFFREY PAUL LAY
GEOFF P LAY, GEOFFREY P LAY, GEOFFREY LAY, Geoffrey Paul Lay
CRD#: 5291695
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
Registration History
20082010201220142016201820202022202420262 FIRMS2019 - 2019 (<1 year)2 FIRMS2020 - 2020 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - Present (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2007 - 2017 (9 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2010 - 2017 (7 years)
License(s)

State Registrations

B
Alabama 3/16/2021

B
Nevada 3/16/2021

B
Alaska 3/16/2021

B
New Hampshire 3/16/2021

B
Arizona 3/16/2021

B
New Jersey 3/16/2021

B
Arkansas 3/16/2021

B
New Mexico 3/16/2021

B
California 3/16/2021

B
New York 3/16/2021

B
Colorado 3/16/2021

B
North Carolina 3/16/2021

B
Connecticut 3/16/2021

B
North Dakota 3/16/2021

B
Delaware 3/16/2021

B
Ohio 3/17/2021

B
District of Columbia 3/16/2021

B
Oklahoma 3/16/2021

B
Florida 3/16/2021

B
Oregon 3/16/2021

B
Georgia 3/16/2021

B
Pennsylvania 3/16/2021

B
Hawaii 3/16/2021

B
Puerto Rico 3/16/2021

B
Idaho 3/16/2021

B
Rhode Island 3/16/2021

B
Illinois 3/16/2021

B
South Carolina 3/16/2021

B
Indiana 3/16/2021

B
South Dakota 3/16/2021

B
Iowa 3/16/2021

B
Tennessee 3/16/2021

B
Kansas 3/16/2021

B
Texas 3/16/2021

B
Kentucky 3/16/2021

IA
Texas 11/16/2022

B
Louisiana 3/16/2021

B
Utah 2/4/2021

B
Maine 3/16/2021

IA
Utah 11/16/2022

B
Maryland 3/16/2021

B
Vermont 3/16/2021

B
Massachusetts 3/16/2021

B
Virgin Islands 3/16/2021

B
Michigan 3/16/2021

B
Virginia 3/16/2021

B
Minnesota 3/16/2021

B
Washington 3/16/2021

B
Mississippi 3/16/2021

B
West Virginia 3/16/2021

B
Missouri 3/16/2021

B
Wisconsin 3/16/2021

B
Montana 3/16/2021

B
Wyoming 3/16/2021

B
Nebraska 3/16/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
Registered with this firm since 11/16/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
HOLLADAY, UT
Registered with this firm since 2/4/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/10/2020 - 11/24/2020 EQUITABLE ADVISORS, LLC (CRD#:6627) SALT LAKE CITY, UT
B
06/10/2020 - 11/24/2020 EQUITABLE ADVISORS, LLC (CRD#:6627) SALT LAKE CITY, UT
IA
08/27/2019 - 10/31/2019 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) SALT LAKE CITY, UT
B
08/28/2019 - 10/31/2019 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) SALT LAKE CITY, UT
IA
01/01/2010 - 08/31/2017 STRATEGIC ADVISERS, INC. (CRD#:104555) SALT LAKE CITY, UT
B
11/02/2007 - 08/29/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SALT LAKE CITY, UT
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.