Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
GISELL FRANCISCA RIVERA
GISELL F GONZALEZ, GISELL FRANCISCA GONZALEZ, GISELLE F GONZALEZ, GISELL FRANCISCA GONZALEZ ALCANTARA, GISELL F RIVERA
CRD#: 5290243
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 570 TAXTER ROAD
SUITE 340-C
ELMSFORD, NY 10523
Registration History
2008201020122014201620182020202220242026IAPRIMERICA ADVISORS (CRD# 10111)2021 - Present (3 years)BPFS INVESTMENTS INC. (CRD# 10111)2007 - Present (17 years)
License(s)

State Registrations

B
California 9/23/2020
B
New York 9/14/2007
B
Colorado 2/24/2022
IA
New York 8/3/2021
B
Connecticut 2/18/2015
B
North Carolina 5/25/2021
B
Florida 10/30/2020
B
Ohio 2/24/2022
B
Indiana 11/29/2023
B
Pennsylvania 9/23/2020
B
Maryland 6/14/2019
B
Rhode Island 9/23/2020
B
New Jersey 2/18/2015
B
South Carolina 7/31/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
570 TAXTER ROAD SUITE 340-C, ELMSFORD, NY 10523
CROTON ON HUDSON, NY
Registered with this firm since 8/3/2021
B
PFS INVESTMENTS INC. (CRD#:10111)
570 TAXTER ROAD SUITE 340-C, ELMSFORD, NY 10523
CROTON ON HUDSON, NY
Registered with this firm since 9/14/2007
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.