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Registration History
2008201020122014201620182020202220242026BUSAA INVESTMENT SERVICES COMPANY (CRD# 5475)2020 - Present (4 years)IAUSAA INVESTMENT SERVICES COMPANY (CRD# 5475)2018 - Present (7 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2010 - 2020 (10 years)BAXA ADVISORS, LLC (CRD# 6627)2007 - 2010 (2 years)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2010 - 2018 (7 years)
Disclosure(s)
View By:
7/3/2014
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 6/8/2020

B
Nebraska 6/8/2020

B
Alaska 6/8/2020

B
Nevada 6/8/2020

B
Arizona 6/8/2020

B
New Hampshire 6/8/2020

B
Arkansas 6/8/2020

B
New Jersey 6/8/2020

B
California 6/8/2020

B
New Mexico 6/8/2020

B
Colorado 6/8/2020

B
New York 6/8/2020

B
Connecticut 6/8/2020

B
North Carolina 6/8/2020

B
Delaware 6/8/2020

B
North Dakota 6/8/2020

B
District of Columbia 6/8/2020

B
Ohio 6/8/2020

B
Florida 10/15/2020

B
Oklahoma 6/8/2020

B
Georgia 6/8/2020

B
Oregon 6/8/2020

B
Hawaii 6/8/2020

B
Pennsylvania 6/8/2020

B
Idaho 6/8/2020

B
Puerto Rico 6/8/2020

B
Illinois 6/8/2020

B
Rhode Island 6/8/2020

B
Indiana 6/8/2020

B
South Carolina 6/8/2020

B
Iowa 6/8/2020

B
South Dakota 6/8/2020

B
Kansas 6/8/2020

B
Tennessee 6/8/2020

B
Kentucky 6/8/2020

IA
Texas 1/8/2018

B
Louisiana 6/8/2020

B
Texas 6/8/2020

B
Maine 6/8/2020

B
Utah 6/8/2020

B
Maryland 6/8/2020

B
Vermont 6/8/2020

B
Massachusetts 7/13/2020

B
Virgin Islands 6/8/2020

B
Michigan 6/8/2020

B
Virginia 6/8/2020

B
Minnesota 6/8/2020

B
Washington 6/8/2020

B
Mississippi 6/8/2020

B
West Virginia 6/8/2020

B
Missouri 6/8/2020

B
Wisconsin 6/8/2020

B
Montana 6/8/2020

B
Wyoming 6/8/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
USAA INVESTMENT SERVICES COMPANY (CRD#:5475)
SAN ANTONIO, TX
Registered with this firm since 6/8/2020

IA
USAA INVESTMENT SERVICES COMPANY (CRD#:5475)
SAN ANTONIO, TX
Registered with this firm since 1/8/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/10/2010 - 06/08/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
IA
08/12/2010 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
B
08/03/2007 - 01/29/2010 AXA ADVISORS, LLC (CRD#:6627) SAN ANTONIO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.