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AUDREY JUANITA DIXON
AUDREY DIXON, AUDREY JUANITA JAMES, AUDREY J VALENCIA
CRD#: 5288856
IA
Investment Adviser
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Broker
WELLS FARGO ADVISORSCRD#: 19616 305 COLONADES WAY
CARY, NC 27518
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2013 (6 years)2 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Arizona 5/4/2020

B
New Jersey 8/28/2019

B
Colorado 1/6/2022

B
New York 2/11/2020

B
District of Columbia 9/13/2023

B
North Carolina 7/5/2013

B
Florida 2/27/2014

IA
North Carolina 7/5/2013

B
Georgia 5/25/2021

B
Pennsylvania 7/16/2015

B
Illinois 1/14/2025

B
South Carolina 9/23/2019

B
Massachusetts 1/5/2018

B
Utah 5/28/2024

B
Michigan 5/30/2024

B
Virginia 1/4/2017

B
Mississippi 1/30/2025

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
305 COLONADES WAY, CARY, NC 27518
1122 KILDAIRE FARM RD, CARY, NC 27511
Registered with this firm since 7/5/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
305 COLONADES WAY, CARY, NC 27518
1122 KILDAIRE FARM RD, CARY, NC 27511
Registered with this firm since 7/5/2013

Previous Registration(s)
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IA
04/25/2007 - 07/09/2013 EDWARD JONES (CRD#:250) STATESVILLE, NC
B
03/28/2007 - 07/09/2013 EDWARD JONES (CRD#:250) STATESVILLE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.