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RICHARD RANDY MIRELES
CRD#: 5288651
IA
Investment Adviser
B
Broker
SUSPENDED
FINRA has suspended this individual from engaging in principal & supervisory activities. Please see the detailed report for more information
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 12671 HIGH BLUFF DR
SUITE 200
SAN DIEGO, CA 92130
Registration History
20082010201220142016201820202022202420262 FIRMS2010 - Present (14 years)BWFP SECURITIES (CRD# 35098)2007 - 2010 (3 years)IAWESTERN FINANCIAL ADVISORS (CRD# 35098)2008 - 2010 (1 year)
Disclosure(s)
View By:
9/13/2024
Regulatory
Final
License(s)

State Registrations

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California 5/25/2010

B
Indiana 9/26/2022

IA
California 5/26/2010

B
Virginia 9/28/2022

SRO Registrations

Indicates the license is currently suspended for this jurisdiction or SRO.
Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
12671 HIGH BLUFF DR SUITE 200, SAN DIEGO, CA 92130
12671 HIGH BLUFF DR STE 200, SAN DIEGO, CA 92130
Registered with this firm since 5/26/2010

B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
12671 HIGH BLUFF DR SUITE 200, SAN DIEGO, CA 92130
12671 HIGH BLUFF DR STE 200, SAN DIEGO, CA 92130
Registered with this firm since 5/25/2010

Previous Registration(s)
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06/03/2008 - 05/20/2010 WESTERN FINANCIAL ADVISORS (CRD#:35098) SAN DIEGO, CA
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05/24/2007 - 05/20/2010 WFP SECURITIES (CRD#:35098) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.