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Nicole Schmitt
NICOLE ELAINE SCHMITT, NICOLE ELAINE STULL
CRD#: 5288576
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 480 Pierce St
Floor 02
Birmingham, MI 48009
Registration History
20082010201220142016201820202022202420262 FIRMS2018 - 2019 (<1 year)2 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2022 - 2022 (<1 year)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2008 - 2016 (8 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)2007 - 2008 (1 year)IAWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2021 - 2022 (<1 year)IAFIFTH THIRD SECURITIES, INC. (CRD# 628)2010 - 2016 (6 years)
License(s)

State Registrations

B
Alabama 6/24/2024

B
Nebraska 6/20/2024

B
Alaska 7/1/2024

B
Nevada 6/21/2024

B
Arizona 6/27/2024

B
New Hampshire 6/25/2024

B
Arkansas 6/27/2024

B
New Jersey 6/24/2024

B
California 6/20/2024

B
New Mexico 6/24/2024

B
Colorado 6/24/2024

B
New York 7/8/2024

B
Connecticut 6/20/2024

B
North Carolina 6/28/2024

B
Delaware 7/1/2024

B
North Dakota 6/24/2024

B
District of Columbia 6/27/2024

B
Ohio 6/20/2024

B
Florida 6/21/2024

B
Oklahoma 6/26/2024

B
Georgia 6/21/2024

B
Oregon 6/24/2024

B
Hawaii 6/24/2024

B
Pennsylvania 6/21/2024

B
Idaho 6/24/2024

B
Puerto Rico 7/9/2024

B
Illinois 7/15/2024

B
Rhode Island 6/25/2024

B
Indiana 6/25/2024

B
South Carolina 6/24/2024

B
Iowa 6/24/2024

B
South Dakota 6/28/2024

B
Kansas 6/25/2024

B
Tennessee 6/21/2024

B
Kentucky 6/25/2024

B
Texas 6/20/2024

B
Louisiana 7/1/2024

IA
Texas 6/20/2024

B
Maine 6/21/2024

B
Utah 6/21/2024

B
Maryland 6/27/2024

B
Vermont 6/24/2024

B
Massachusetts 6/21/2024

B
Virgin Islands 6/25/2024

IA
Michigan 6/20/2024

B
Virginia 6/25/2024

B
Michigan 6/24/2024

B
Washington 6/24/2024

B
Minnesota 6/24/2024

B
West Virginia 7/15/2024

B
Mississippi 6/26/2024

B
Wisconsin 6/20/2024

B
Missouri 6/24/2024

B
Wyoming 6/21/2024

B
Montana 6/24/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
480 Pierce St Floor 02, Birmingham, MI 48009
Registered with this firm since 6/20/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
480 Pierce St Floor 02, Birmingham, MI 48009
Registered with this firm since 6/20/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/12/2022 - 06/13/2024 MORGAN STANLEY (CRD#:149777) Bloomfield Hills, MI
B
04/12/2022 - 06/13/2024 MORGAN STANLEY (CRD#:149777) Bloomfield Hills, MI
IA
12/01/2021 - 03/28/2022 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) BLOOMFIELD HILLS, MI
B
01/05/2022 - 03/28/2022 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) BLOOMFIELD HILLS, MI
IA
09/26/2018 - 05/03/2019 CONCORDE ASSET MANAGEMENT, LLC (CRD#:140367) Brighton, MI
B
10/05/2018 - 05/03/2019 CONCORDE INVESTMENT SERVICES, LLC (CRD#:151604) ANN ARBOR, MI
IA
10/14/2010 - 10/11/2016 FIFTH THIRD SECURITIES, INC. (CRD#:628) SOUTHFIELD, MI
B
08/06/2008 - 10/11/2016 FIFTH THIRD SECURITIES, INC. (CRD#:628) SOUTHFIELD, MI
B
03/07/2007 - 08/07/2008 NATCITY INVESTMENTS, INC. (CRD#:17490) WHITMORE LAKE, MI
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Broker
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Investment Adviser
Disclosures
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