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Drew Michael Smart
DREW MICHAEL SMART, Drew Smart
CRD#: 5288181
IA
B
EDWARD JONESCRD#: 250 2101 E STATE ST SUITE B
ATHENS, OH 45701-2143
ATHENS, OH 45701-2143
0
Disclosures
17
Years of Experience
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State Registrations
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California 5/12/2020
B
New York 3/9/2020
B
Florida 3/9/2020
B
North Carolina 3/9/2020
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Georgia 3/9/2020
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Ohio 2/14/2020
B
Illinois 12/11/2020
IA
Ohio 2/14/2020
B
Kentucky 3/9/2020
B
Pennsylvania 1/30/2025
B
Louisiana 7/31/2020
B
Texas 3/9/2020
B
Michigan 3/9/2020
IA
Texas 3/12/2020
B
Mississippi 7/3/2024
B
Virginia 3/9/2020
B
Montana 1/7/2025
B
West Virginia 3/9/2020
SRO Registrations
B
B
B
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IA
Registered with this firm since 2/14/2020
B
Registered with this firm since 2/14/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/20/2014 - 03/05/2020 | Athens, OH | |
B | 06/20/2014 - 03/05/2020 | Athens, OH | |
IA | 10/01/2012 - 06/19/2014 | ATHENS, OH | |
B | 10/01/2012 - 06/19/2014 | ATHENS, OH | |
IA | 09/11/2008 - 10/01/2012 | ATHENS, OH | |
B | 09/11/2008 - 10/01/2012 | ATHENS, OH | |
IA | 08/28/2007 - 07/30/2008 | LOGAN, OH | |
B | 07/27/2007 - 07/30/2008 | LOGAN, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.