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Detailed Report
Nicole Jana Davis
NICOLE JANA DAVIS, NICOLE JANA HANKINS MRS.
CRD#: 5285516
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1947 GALILEO CT SUITE 102
DAVIS, CA 95618
Registration History
2008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2011 - Present (13 years)BEDWARD JONES (CRD# 250)2007 - Present (17 years)
License(s)

State Registrations

B
Arizona 6/18/2012
B
Missouri 7/26/2011
B
California 6/18/2012
B
New Mexico 3/4/2013
IA
California 3/5/2013
B
Oregon 6/18/2012
B
Colorado 3/4/2013
B
Tennessee 4/5/2022
B
Georgia 3/4/2013
B
Texas 10/8/2013
B
Hawaii 6/18/2012
IA
Texas 12/6/2018
B
Idaho 3/4/2013
B
Virginia 3/4/2013
B
Iowa 2/2/2023
B
Washington 4/5/2013

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1947 GALILEO CT SUITE 102, DAVIS, CA 95618
Registered with this firm since 7/26/2011
B
EDWARD JONES (CRD#:250)
1947 GALILEO CT SUITE 102, DAVIS, CA 95618
Registered with this firm since 11/19/2007
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.