Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
BRANDON P ARTHURS
CRD#: 5285430
IA
Investment Adviser
B
Previous Broker
ARTHURS WEALTH MANAGEMENTCRD#: 305342 220 PONTE VEDRA PARK DRIVE
SUITE 200
PONTE VEDRA BEACH, FL 32082
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2019 (10 years)IAARTHURS WEALTH MANAGEMENT (CRD# 305342)2020 - Present (5 years)BJEFFERSON PILOT SECURITIES COR... (CRD# 3870)2007 - 2007 (<1 year)
License(s)

State Registrations

IA
Florida 1/10/2020
IA
North Carolina 11/24/2021
Current Registration(s)
IA
ARTHURS WEALTH MANAGEMENT (CRD#:305342)
220 PONTE VEDRA PARK DRIVE SUITE 200, PONTE VEDRA BEACH, FL 32082
Registered with this firm since 1/10/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/13/2009 - 07/31/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
B
 03/09/2009 - 07/31/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
IA
 11/15/2007 - 03/10/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHARLOTTE, NC
B
 11/15/2007 - 03/10/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHARLOTTE, NC
B
 04/27/2007 - 11/19/2007 JEFFERSON PILOT SECURITIES CORPORATION (CRD#:3870) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.