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JAMES LOOMIS
JAMES C LOOMIS, JAMES CHRISTOPHER LOOMIS
CRD#: 5285310
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WELLS FARGO ADVISORSCRD#: 19616 5201 AMELIA EARHART DR 2ND & 3RD FLS
[WT & CST]
SALT LAKE CITY, UT 84116
[WT & CST]
SALT LAKE CITY, UT 84116
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Disclosures
5
Years of Experience
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State Registrations
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Alabama 4/6/2021
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Nebraska 4/6/2021
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Alaska 4/6/2021
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Nevada 4/6/2021
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Arizona 4/6/2021
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New Hampshire 4/6/2021
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Arkansas 4/6/2021
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New Jersey 4/6/2021
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California 4/6/2021
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New Mexico 4/6/2021
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Colorado 4/6/2021
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New York 4/6/2021
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Connecticut 4/6/2021
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North Carolina 4/6/2021
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Delaware 4/6/2021
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North Dakota 4/6/2021
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District of Columbia 4/6/2021
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Ohio 4/7/2021
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Florida 4/6/2021
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Oklahoma 4/6/2021
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Georgia 4/6/2021
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Oregon 4/6/2021
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Hawaii 4/6/2021
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Pennsylvania 4/6/2021
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Idaho 4/6/2021
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Puerto Rico 4/6/2021
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Illinois 4/6/2021
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Rhode Island 4/6/2021
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Indiana 4/6/2021
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South Carolina 4/6/2021
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Iowa 4/6/2021
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South Dakota 4/6/2021
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Kansas 4/6/2021
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Tennessee 4/6/2021
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Kentucky 4/6/2021
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Texas 4/6/2021
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Louisiana 4/6/2021
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Utah 2/1/2021
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Maine 4/6/2021
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Utah 11/7/2024
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Maryland 4/6/2021
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Vermont 4/6/2021
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Massachusetts 4/6/2021
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Virgin Islands 4/6/2021
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Michigan 4/6/2021
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Virginia 4/6/2021
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Minnesota 4/6/2021
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Washington 4/6/2021
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Mississippi 4/6/2021
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West Virginia 4/6/2021
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Missouri 4/6/2021
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Wisconsin 4/6/2021
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Montana 4/6/2021
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Wyoming 4/6/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 11/7/2024
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Registered with this firm since 2/1/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/26/2018 - 07/09/2019 | SANDY, UT | |
IA | 06/12/2008 - 02/06/2009 | MISSION VIEJO, CA | |
B | 05/29/2008 - 02/06/2009 | MISSION VIEJO, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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